Series 7 Licensing

• Series 7 Exam Prep - Live Review Class
  
• Series 7 Live & OnDemand Online Class
  
• Series 7 Self-Study Package

• Equity and Debt Securities
  
• Options and Derivatives
  
• Retirement Plans and Investment Companies
  
• Regulations
  
• Taxation

• Step 1:
  
  Find a Series 7 Exam Prep Class that suits your individual needs as a student studying for Series 7 Licensing. Our most popular Series 7 training courses are:
  
  
  • Series 7 Exam Prep - Live Review Class
    
  • Series 7 Live & OnDemand Online Class
    
  • Series 7 Self-Study Package
  
  There are no prerequisites to register for and take a Series 7 exam prep class. You would simply need to choose your method of study, whether it be in-person live classes, online or self-study. The suggested study time for Series 7 licensing is 90-120 hours.
  
  
• Step 2:
  
  Know the procedures you need to follow before you will be allowed to sit for the Series 7 licensing exam. These are:
  
  
  • Get fingerprinted through your local government office or Prometric Testing Center
    
  • Fill out Form U-4, downloadable HERE, and return the form along with your fingerprints to your broker/dealer
    
  • Have your firm file the form with FINRA. NOTE: Your firm must be the one to file the U-4 form. This proves to FINRA that you have a company sponsor
    
  • Once FINRA processes the file, they will return an enrollment confirmation back to you showing you a "testing window". This window is the amount of time you have to sit for the exam to obtain your Series 7 license (usually a 4 month window)

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