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FINRA Licensing

Have you been seeking to learn how to become a Financial Advisor or searching for FINRA licensing exam prep courses to pass your securities exams? Then you've come to the right place! offers numerous FINRA licensing courses to help you become a Financial Advisor, including classroom seminars, live online seminars, and self-study programs to help candidates pass their FINRA licensing exam and earn their securities license.FINRA Licensing

We offer the most complete collection of securities licensing courses to help you earn your required FINRA license!

Recommended Courses & Available Training Options For Earning Your FINRA License

To find the right FINRA licensing course, simply click on one of the licenses below, or select the license and your state from the "Licensing/Designations" section of the search box thereafter.
Series 3: National Commodities Futures license

Series 4: Registered Options Principal license

Series 6: Limited Representative Securities license

Series 7: General Securities Representative license

Series 9: General Securities Sales Supervisor license

Series 10: General Securities Sales Supervisor Qualification license

Series 11: Assistant Representative Order Processing license

Series 24: General Securities Principal license

Series 26: Investment Company Products/Variable Contracts Limited Principal license

Series 27: Financial and Operations Principal license

Series 28: Introducing Broker/Dealer Financial and Operations Principal license

Series 30: Branch Manager - Futures license

Series 32: Limited Futures - Regulations license

Series 37: General Securities Representative - Canada Module (includes options)

Series 38: General Securities Representative - Canada Module (excludes options)

Series 51: Municipal Fund Securities Principal license

Series 53: Municipal Securities Principal license

Series 55: Equity Trader/Limited Representative license

Series 62: Corporate Securities Limited Representative license

Series 63: Uniform Securities Agent State Law license

Series 65: Uniform Investment Adviser Law license

Series 66: Uniform Combined State Law license

Series 79: Limited Representative Investment Banking license

Find Local FINRA Licensing Training

We offer a number of in-person classes for obtaining your FINRA license. To see classes that are local to you, simply select your state and desired license type from the "Licensing" section of the search box below.

Find Seminars, Webinars, And Online Training In Your Area
Earn your License quickly and easily!
Designations / Certifications
Improve your knowledge and industry standing!
Professional Development
Products & Services to help manage and grow your career!

Related Links

Series 11 License, Series 26 License, Series 53 License, Series 9 License, Series 27 License, Series 10 License, Series 28 License, Series 32 License, Series 82 License, Series 4 License, Series 55 License, Series 51 License, Series 56 License, Series 79 License, Series 99 License
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