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Series 7 and 63 Licensing Requirements

Searching For Series 7 And 63 Licensing Requirements?

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Series 7 licensing Series 7 and 63 licensing requirements

Series 7 and 63 licensing requirements are as follows:

  • Series 7: This license is for individuals who want to sell all securities products including, but not limited to, corporate and municipal securities, options, investment company products and variable contracts.

    • You must be sponsored by a member of FINRA (formerly NASD) or a Self-Regulatory Organization. You will not be able to sit for the Series 7 exam without a sponsor.
    • Fingerprinting
    • Background Check
    • A passing grade of 72% or better on the Series 7 exam, administered through Prometric Testing Centers. The Series 7 test includes a 260-question, multiple choice exam. You are allowed 6 hours, broken down into 2 parts (3 hours each), for completion.

  • Series 63: Most states require this license for anyone who wants to sell securities within the state.

    • To sell securities anywhere in the US, you must also pass the Series 6 or Series 7.
    • Fingerprinting
    • Background Check
    • A passing grade of 70% or better on the Series 63 exam, administered through Prometric Testing Centers. The Series 63 test includes a 65-question, multiple choice exam. You are allowed 75 minutes for completion.
Now that you are aware of the Series 7 and 63 Licensing Requirements, you will need to begin studying for the exams. ABTrainingCenter.com offers Series 7 and 63 training and materials for both the Series 7 and 63 to help you pass the exams on the first try!


Available Course Options And Materials For Series 7 and 63 Training



To find Series 7 and 63 training, simply click on any of the recommended courses below, or search under "Licensing" in the search box thereafter for "Series 7" or "Series 63".

Good luck with your Series 7 license. I hope we have answered all your questions regarding Series 7 and 63 Licensing Requirements!

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