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Series 28 License

About The Series 28 License

Searching for Series 28 training and help passing your Series 28 exam? Then you've come to the right place!

Series 28 LicenseWhat Is A Series 28 License?A Series 28 Introducing Broker/Dealer Financial and Operations Principal license qualifies an individual to supervise the recordkeeping requirements of introducing firms that do not carry customer accounts or hold customer funds or securities. offers online Series 28 training, in-person Series 28 seminars, Series 28 books, CDs, and other Series 28 training materials to help individuals pass the Series 28 exam and earn a Series 28 license.

Recommended Courses & Available Training Options

To find training for earning your Series 28 license, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box thereafter for "Series 27/28". Good luck earning your Series 28 license!

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