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Series 28 License


Series 28 License


Searching for Series 28 training and help passing your Series 28 exam? Then you've come to the right place!

A Series 28 Introducing Broker/Dealer Financial and Operations Principal license qualifies an individual to supervise the recordkeeping requirements of introducing firms that do not carry customer accounts or hold customer funds or securities.

ABTrainingCenter.com offers online Series 28 training, in-person Series 28 seminars, Series 28 books, CDs, and other Series 28 training materials to help individuals pass the Series 28 exam and earn a Series 28 license.

Recommended Courses & Available Training Options

To find training for earning your Series 28 license, simply click on any of the recommended courses below, or search under "Licensing/Designations" in the search box below for "Series 27/28". Good luck earning your license!


Recommended Course(s): In-Person Seminars Recommended Course(s): Book / Paper Format


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ABTrainingCenter.com offers online Series 28 training, in-person Series 28 seminars, Series 28 books, CDs, and other Series 28 training materials to help individuals pass the Series 28 exam and earn a Series 28 license.



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Series 10 License Accredited Investment Fiduciary Analyst (AIFA) Certified Wealth Preservation Planner (CWPP)
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Series 27 License Associate in Insurance Services (AIS) Commercial Lines Coverage Specialist (CLCS)
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Series 30 License Associate in Personal Insurance (API) Personal Lines Coverage Specialist (PLCS)
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Series 33 License Associate in Reinsurance (ARe) Registered Employee Benefits Consultant (REBC)
Series 37 License Associate In Risk Management (ARM) Registered Financial Consultant (RFC)
Series 38 License Associate in Surplus Lines Insurance (ASLI) Registered Health Underwriter (RHU)
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