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Course/Product Description

Title:

Series 30 Futures Branch Manager Self-Study Program

Description:

Series 30 Futures Branch Manager Self-Study Program
The Series 30 Futures Branch Manager exam is required for those who act as branch manager for a commodity futures firm registered with the NFA.

Individuals whose sponsor is a registered broker/dealer may, in lieu of the Series 30 exam, provide proof that they are qualified to act as a branch office manager or designated supervisor under the rules of the NYSE or NASD.

It's a one hour exam, a test fee of $60.00 (using Form U-10), and 70% of the total questions must be passed.

The Self Study Program consists of:
  • a Rules and Regulations booklet, including a glossary of terms
  • A very thorough CD-ROM of questions and explanations
Since the Series 3 is a prerequisite to the Series 30 exam, we suggest you reacquaint yourself with the regulations and then sit down with your windows-style CD.

The CD contains over 500 practice questions broken down into the 11 test sections and final exams. After each question, the program will tell you whether you're right or wrong and provide a complete rationale for the "best" response. Easy and fast!

On this single-use system you can take the quizzes up to ten times each. We find candidates are usually getting 80s and 90s after their 3rd attempt, so there are plenty of tries to prepare you for the exam. To maintain fresh test content, the CD expires a certain time period from the date of purchase. You should take your exam within 120 days of buying the program.
About The Provider: Securities Exam Preparation, Inc., established in 1972, is a consulting corporation specializing in self-study programs for FINRA, NASAA, and NFA exams -- and in registration services for Investment Advisers, Broker Dealers, Commodity Trading Advisers, and Introducing Brokers.
Price: $95.00
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Keywords For This Course:
series 30 exam, futures branch manager



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