By taking and passing the Series 24 test, you will be qualified by the Financial Industry Regulatory Authority (FINRA), previously the National Association of Securities Dealers (NASD), to supervise corporate securities, REITs, variable contracts, and venture capital. The Series 24 test covers the following major topics:
Supervision of Investment Banking, Underwriting Activities and Research
Supervision of Trading and Market Making Activities
Supervision of Brokerage Office Operations
Sales Supervision and General Supervision of Employees
Compliance with Financial Responsibility Rules
The Series 24 exam is a 150-question, multiple choice. You must receive 70% or higher in order to receive your Series 24 license. It is suggested that you study your Series 24 test prep materials for 4-6 weeks before sitting for the exam. Please note: A Series 7 license is a pre-requisite for obtaining a Series 24 license.
To assist with your studies, ABTrainingCenter.com offers a variety of Series 24 exam prep training options including Series 24 online training, Series 24 classroom training, and Series 24 exam prep materials. Our live and online Series 24 exam prep seminars are a must for anyone wanting to pass the Series 24 on the first try!
Available Training Options for Series 24 Exam
To find Series 24 training, simply click on any of the recommended courses below, or search under "Licensing" in the search box thereafter for "Series 24".