Our world-class Series 7 and Series 66 textbook, software and online training bundle is designed to guide you through the entire studying process and to help you pass your exam the first time!

The SIE exam is an introductory-level exam that assesses a candidate's knowledge of securities industry information fundamental to working in the industry, including types of products and their risks, regulatory agencies and their functions, and prohibited practices. It is a pre-requisite to obtaining a Series 6, 7, 79, or 99 license.

Passing the FINRA Securities Industry Essentials (SIE) Exam is the first step to entering the securities industry and serves as the corequisite to qualification licensing exams (e.g., Series 6, 7, 79). To sit for the SIE Exam, you are not required to be associated with a member firm.

Series 7 is a FINRA licensing exam that is required for individuals who want to sell a broad range of securities, including stocks, bonds, corporate and municipal securities, options, and more.