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Series 79 is the FINRA licensing exam required if you are seeking to work in the capital markets as an investment banker. To earn your Series 7 license, you are also required to pass the SIE Qualification Exam.
The Series 9 Exam is a principal-level licensing exam that focuses on options supervision and designates a person as a General Securities Sales Supervisor. Note: to become a Sales Supervisor, a person is required to pass both the Series 9 and Series 10 Exams.
The successful completion of the Series 99 licensing exam qualifies you as an Operations Professional for a member firm. To earn your Series 99 license, you are also required to pass the SIE Qualification Exam.
Veteran adjusters share best practices for getting hired, what tools you'll need to get the job done, and explain what to expect and how to successfully close your first claims in this one-of-a-kind new training course.
Advanced Commercial Processing & Underwriting
Our "Advanced Commercial Processing & Underwriting" course is an in-depth, instructor-led online program on how to understand the financial statements used in commercial loan decisions, sources of repayment, and the different types of collateral that can be used to mitigate risk.
Acquire important knowledge about the insurance regulatory environment and the effect regulation has on the business of insurance with this course that can be used for professional development or to help earn you’re AU certification.
Get the details about working as a commercial lines underwriter with this course that can be used for professional development or to help you earn you’re AU certification.
Become a better manager with this course that can be used for professional development or to help you earn you’re AU certification.
Claims Practitioner in Workers' Compensation for Medical Only (CPWC MO) covers all statutory topics required by the State of California
Case File Underwriting Review - FHA/VA Loans
This course has been designed to instruct underwriters on how to proceed with a mortgage underwriting case file review of an FHA file. As a "how to" course, the underwriter will be trained on how to complete an underwriting review on a fully processed FHA case including how to review the credit report, income documentation, asset documentation, contract of sale and appraisal report.
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