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Series 99 License

Searching for Series 99 Exam Prep?

A Series 99 Operations Professional examination is required of individuals who fall under the covered functions enumerated in FINRA Rule 1230(b)(6).

AB Training Center offers Series 99 training and exam prep materials to individuals who are looking to earn a Series 99 license.

Recommended Courses & Available Training Options

To find training for earning your Series 99 license, simply click on any of the recommended courses below, or search under "Licensing" in the search box thereafter for "Series 99".

Good luck earning your license!

Recommended Online Training Courses

Recommended Books/CDs/Other Training Resources

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Looking For Other Securities Licensing Courses?

AB Training Center offers a number of FINRA / securities licensing courses and/or information on successfully passing your exams, including:

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Securities Licensing
Securities Licensing

Insurance License
Insurance License

Adjuster Licensing
Adjuster Licensing

ARM 54: Risk Management Principles And Practices
ARM 54: Risk Management Principles And Practices

AINS 21: Property and Liability Insurance Principles
AINS 21: Property and Liability Insurance Principles

HS 311: Fundamentals of Insurance Planning
HS 311: Fundamentals of Insurance Planning

AIC 31: Property Claim Practices
AIC 31: Property Claim Practices

AFSB 152: Contract Surety
AFSB 152: Contract Surety

Workers′ Comp Training
Workers′ Comp Training

Surplus Lines Online Exam Prep Course
Surplus Lines Online Exam Prep Course

Earn Your CFP
Earn Your CFP

Qualified Financial Advisor (QFA)
Qualified Financial Advisor (QFA)

CPCU
CPCU

CPCU 500: Foundations of Risk Management and Insurance
CPCU 500: Foundations of Risk Management and Insurance

Finance For Managers
Finance For Managers

Workers′ Comp Training Seminar
Workers′ Comp Training Seminar

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