Series 6 and 63 Licensing Requirements

• Series 6: This license is for individuals who want to sell Mutual Funds and Variable Annuities.
  
  
  • You must be sponsored by a member of FINRA (formerly NASD) or a Self-Regulatory Organization. You will not be able to sit for the Series 6 exam without a sponsor.
    
  • Fingerprinting
    
  • Background Check
    
  • A passing grade of 70% or better on the Series 6 exam, administered through Prometric Testing Centers. The Series 6 test includes a 100-question, multiple choice exam. You are allowed 135 minutes for completion.
  
  
• Series 63: Most states require this license for anyone who wants to sell securities within the state.
  
  
  • To sell securities anywhere in the US, you must also pass the Series 6 or Series 7.
    
  • Fingerprinting
    
  • Background Check
    
  • A passing grade of 70% or better on the Series 63 exam, administered through Prometric Testing Centers. The Series 63 test includes a 65-question, multiple choice exam. You are allowed 75 minutes for completion.

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