ABTrainingCenter.com provides CE (continuing education), professional development, and NASD and insurance licensing and designation study courses such as Series 7, CFP, CLU, and CPCU designations for brokers, agents, and financial service providers

Series 6 and 63 Licensing Requirements


Searching For Series 6 And 63 Licensing Requirements?

Then you've come to the right place!

Series 6 licensing Series 6 and 63 licensing requirements

Series 6 and 63 licensing requirements are as follows:

  • Series 6: This license is for individuals who want to sell Mutual Funds and Variable Annuities.

    • You must be sponsored by a member of FINRA (formerly NASD) or a Self-Regulatory Organization. You will not be able to sit for the Series 6 exam without a sponsor.
    • Fingerprinting
    • Background Check
    • A passing grade of 70% or better on the Series 6 exam, administered through Prometric Testing Centers. The Series 6 test includes a 100-question, multiple choice exam. You are allowed 135 minutes for completion.

  • Series 63: Most states require this license for anyone who wants to sell securities within the state.

    • To sell securities anywhere in the US, you must also pass the Series 6 or Series 7.
    • Fingerprinting
    • Background Check
    • A passing grade of 70% or better on the Series 63 exam, administered through Prometric Testing Centers. The Series 63 test includes a 65-question, multiple choice exam. You are allowed 75 minutes for completion.
Now that you are aware of the Series 6 and 63 Licensing Requirements, you will need to begin studying for the exams. ABTrainingCenter.com offers Series 6 and 63 training and materials for both the Series 6 and 63 to help you pass the exams on the first try!


Available Course Options And Materials For Series 6 and 63 Training



To find Series 6 and 63 training, simply click on any of the recommended courses below, or search under "Licensing" in the search box thereafter for "Series 6" or "Series 63".

Good luck with your Series 6 license. I hope we have answered all your questions regarding Series 6 and 63 Licensing Requirements!

Recommended In-Person Seminars

Recommended Online Training Courses

Recommended Books/CDs/Other Training Resources

Find Self-Study, Online, Or Classroom Courses In Your Area
Licensing
Earn your License quickly and easily!
Designations/Certifications
Improve your knowledge and industry standing!
Professional Development
Products & Services to help manage and grow your career!







Need training or resources in other areas? Try our other Training Center sites:

HR, Acct., Banking, Insurance, Fin. Svcs., Real Estate, Mortgage, HealthCare, Safety, Sales

Related Links

Series 63 Exam, Series 63 Licensing
Share on Facebook


Share on Twitter


Share on Google+

Securities Licensing
Securities Licensing

Insurance License
Insurance License

Adjuster Licensing
Adjuster Licensing

Texas All-Lines Adjuster Pre-Licensing ONLINE Course
Texas All-Lines Adjuster Pre-Licensing ONLINE Course

Xactimate 28 Training
Xactimate 28 Training

Xactimate Training-Live Online Training
Xactimate Training-Live Online Training

CPCU
CPCU

ARM
ARM

Associate in Premium Auditing (APA)
Associate in Premium Auditing (APA)

Associate in General Insurance (AINS)
Associate in General Insurance (AINS)

FMLA Training &Certification Program
FMLA Training &Certification Program

Business Writing for Results
Business Writing for Results

How Workers′ Compensation Works (Comprehensive 11-Module Course)
How Workers′ Compensation Works (Comprehensive 11-Module Course)

Workers′ Comp Cost Savings Tips
Workers′ Comp Cost Savings Tips

Cafeteria Plan Training &Certification Program
Cafeteria Plan Training &Certification Program

Wrap Legal Documents for Section 125/HSA/HRA Kit
Wrap Legal Documents for Section 125/HSA/HRA Kit

Google+ABTrainingCenter.com. 5755 North Point Parkway, Suite 228 | Alpharetta, GA 30022 | 770-410-9375 | support@ABTrainingCenter.com
Copyright ABTrainingCenter.com 2016 | Web Site Development by OTAU
Facebook