By taking and passing the Series 63 test, you will be qualified by the Financial Industry Regulatory Authority (FINRA), previously the National Association of Securities Dealers (NASD), as a securities agent. The Series 63 exam covers the following major topics:
Registration of Persons
Securities
Business Practices
Administrative provisions and other remedies
The Series 63 test is a 65-question, multiple choice. You must receive 70% or higher in order to receive your Series 63 license. It is suggested that you study your Series 63 exam materials or Series 63 Study Guide for 1-2 weeks before sitting for the exam.
To assist with your studies, ABTrainingCenter.com offers a variety of Series 63 exam materials including Series 63 online training, Series 63 classroom training, and the Series 63 study guide. Our live and online Series 63 exam prep seminars are a must for anyone wanting to pass the Series 63 on the first try!
Available Training Options for Series 63 Exam
To find Series 63 training, simply click on any of the recommended courses below, or search under "Licensing" in the search box thereafter for "Series 63".