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Series 7 LIcensing - Training And Exam Prep Courses

About The Series 7 License

A Series 7 license qualifies a candidate for the solicitation, purchase, and/or sale of all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts.

By successfully passing the Series 7 exam, you will be qualified by the Financial Industry Regulatory Authority (FINRA) as a Registered Representative of a broker-dealer in the United States - often referred to as a "Stockbroker".

Series 7 review classes and training coursesHow To Earn Your Series 7 License

If you want to become a stockbroker, you are required to take both a Securities Industry Essentials (SIE) exam and a Series 7 exam. AB Training Center provides provides both SIE and the Series 7 license review courses in a variety of formats so you can choose the method of study that will help you the most. You can choose between online training courses, self-study courses, or in-person classes.

These courses will help you prepare so you can confidently answer each of the Series 7 exam questions that will appear on your test. So regardless of the format you choose, you can be confident that our SIE and series 7 review packages will give you the knowledge and the skills you need to pass your exam on the first try.


Available SIE And Series 7 License Review Classes


AB Training Center offers several different types of training classes to help you meet your SIE and Series 7 training goals, including in-person, online, and self-study options. You have three options for ordering your Series 7 Licensing courses: order only a Securities Industry Essentials course; order a Series 7 course only, or; order both at the same time for a discounted price.

Available SIE License Review Classes


Available Series 7 License Review ClassesSeries 7 license requirements and training courses
Available SIE And Series 7 Combo PackagesNo matter how you prefer to study for the Series 7, AB Training Center offers the best training packages to suit your needs!

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About The SIE: Exam Requirements And Information


The SIE is an introductory-level exam that assesses a candidate's knowledge of basic securities industry information and concepts fundamental to working in the industry, such as types of products and their risks, the structure of the securities industry markets, regulatory agencies and their functions, and prohibited practices.

The Essentials exam is open to anyone aged 18 or older, including students and prospective candidates interested in demonstrating basic industry knowledge to potential employers. Association with a firm is not required, and individuals are permitted to take the exam before or after associating with a firm.

There are no pre-requisites to taking the Securities Industry Essentials Exam, and once you pass your SIE exam, you have one full year to study for and pass your Series 7 exam.

About The Series 7: Exam Requirements And Information

The FINRA Series 7 Licensing exam tests your knowledge about buying and selling securities products, options, investment company products, and more. The exam covers the following major topics:

  • Equity and Debt Securities
  • Options and Derivatives
  • Retirement Plans and Investment Companies
  • Regulations
  • Taxation

Looking For Other Securities Licensing Courses?

Related Links

Securities License Training In Michigan, Oregon Series 7 & Securities License Training Courses, How To Pass Series 7 Exam, Series 7 & Series 6 Exam Training In South Carolina
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