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Series 63 Licensing


Series 63 Licensing

The Series 63 examination covers the principles of state securities regulation reflected in the Uniform Securities Act; these laws are sometimes called "Blue Sky" laws.Series 63 licensing and exam requirements training courses

Series 63 Licensing Exam Requirements

  • The Series 63 exam is 60 multiple choice questions. Test takers will have 75 minutes to complete the exam
  • There is no required pre-licensing to sit for the Series 63 exam; however, it is highly recommended that you use our Series 63 Exam Prep materials or take one of our Series 63 courses
  • As part of the Series 63 Exam Requirements, an individual must have a sponsoring company/firm in order to sit for the exam. You may self-study and take as many Series 63 courses as you wish without a sponsor, but a Series 63 sponsor must be obtained before sitting for the actual exam. If you are searching for an employer to sponsor you, it is wise to list "Preparing for the Series 63" on your resume to make yourself more attractive to potential employers
  • In addition to the Series 63 exam fee, you will be required to provide fingerprints and authorize a background check
Tips For Passing Your Series 63 Licensing Exam

Once you have met all of the Series 63 Exam Requirements you are ready to schedule your Exam! Simply visit a Prometric Testing Center to find an exam facility near you. Exams are given year-round.

Good luck with your Series 63 Exam Prep and Exam!

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