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Series 99 License

Searching for Series 99 Exam Prep?

A Series 99 Operations Professional examination is required of individuals who fall under the covered functions enumerated in FINRA Rule 1230(b)(6).

AB Training Center offers Series 99 training and exam prep materials to individuals who are looking to earn a Series 99 license.

Recommended Courses & Available Training Options

To find training for earning your Series 99 license, simply click on any of the recommended courses below, or search under "Licensing" in the search box thereafter for "Series 99".

Good luck earning your license!

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Recommended Books/CDs/Other Training Resources

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Looking For Other Securities Licensing Courses?

AB Training Center offers a number of FINRA / securities licensing courses and/or information on successfully passing your exams, including:

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Securities Licensing

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