search

Series 6 and 63 Licensing Requirements

Best-Selling Training Courses:

Instructor-Led: Webinars
Online Training Courses

Searching For Series 6 And 63 Licensing Requirements?

Then you've come to the right place! TrainingCenter offers several Series 6 And 63 training courses to meet your Series 6 And 63 licensing requirements. Each license type is described below.

Series 6 and 63 licensing requirements are as follows:
  • Series 6: This license is for individuals who want to sell Mutual Funds and Variable Annuities.Series 6 licensing

    • In order to earn your Series 6 license, you'll need to pass the Securities Industry Essentials examination (aka the "SIE exam") and take a FINRA Series 6 "Top-Off" exam.
    • You must be sponsored by a member of FINRA (formerly NASD) or a Self-Regulatory Organization. You will not be able to sit for the Series 6 exam without a sponsor.
    • Fingerprinting
    • Background Check
    • A passing grade of 70% or better on the Series 6 exam, administered through Prometric Testing Centers. The Series 6 test includes a 50-question, multiple choice exam. You are allowed 90 minutes for completion.

  • Series 63: Most states require this license for anyone who wants to sell securities within the state.

      Series 6 and 63 licensing requirements
    • To sell securities anywhere in the US, you must also pass the Series 6 or Series 7.
    • Fingerprinting
    • Background Check
    • A passing grade of 70% or better on the Series 63 exam, administered through Prometric Testing Centers. The Series 63 test includes a 65-question, multiple choice exam. You are allowed 75 minutes for completion.
Now that you are aware of the Series 6 and 63 Licensing Requirements, you will need to begin studying for the exams. ABTrainingCenter.com offers Series 6 and 63 training and materials for both the Series 6 and 63 to help you pass the exams on the first try!

Available Series 6 and 63 Study Guides And Pre-License Training Courses

To find Series 6 and 63 study guides, exam prep materials, and online training courses, simply click on any of the recommended courses below, or search under "Licensing" in the search box thereafter for either "Series 6" or "Series 63".

Good luck earning your Series 6 and Series 63 licenses. I hope we have answered all your questions regarding Series 6 and 63 licensing requirements!

Best-Selling Training Courses:

Instructor-Led: Webinars
Online Training Courses
Find Seminars, Webinars, And Online Training In Your Area
Licensing
Earn your License quickly and easily!
Designations / Certifications
Improve your knowledge and industry standing!
Professional Development
Products & Services to help manage and grow your career!

About Series 6 And 63 Exam And License Requirements

Often paired together, the Series 6 and 63 licenses will allow you to sell securities such as mutual funds, variable annuities, and investment trusts in all states.

What Is A Series 6 License?

The Series 6 license is a license granted by the Financial Industry Regulatory Authority (FINRA), that qualifies you as an Investment Company Products/Variable Contracts Representative in the United States. If you want to sell investment company securities, variable annuities, mutual funds or variable life insurance products in your state, you will need a Series 6 license.

A Series 6 license requires you to take and pass both a Securites Industries Essentials Exam and the Series 6 Top-Off Exam. There are no pre-requisites to taking the Securities Industry Essentials Exam, and once you pass your SIE exam, you have one full year to study for and pass your Series 6 exam.

What Is A Series 63 License?

Sometimes called "Blue Sky" laws, the Series 63 license qualifies you to sell securities across state lines. The Series 63 examination is a national test so it does not vary by state. To obtain a Series 63 license, you must possess knowledge of ethical practices and fiduciary obligations.

The Series 63 (formally known as the Uniform Securities Agent State Law Examination) is a registered exam that is required of all potential registered representatives in most of the U.S. Only Colorado, Florida, Louisiana, Maryland, New Jersey, Ohio, Vermont, and the District of Columbia do not require a Series 63 license in addition to a Series 6 license to sell securities.

Related Links





Related Links

Series 63 Exam, Series 63 Licensing
Share on Facebook


Share on Twitter
About Us Guarantee Privacy Join our Email List Affiliate Program List Your Courses Contact Us My Account
FacebookABTrainingCenter.com. 5755 North Point Parkway, Suite 227 | Alpharetta, GA 30022 | 770-410-9375 | support@ABTrainingCenter.com
Copyright ABTrainingCenter.com 2024 | Web Site Development by OTAU