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Blog: Career Development

Read up on ways, products, and certifications that can enhance your career.

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Securities - Career Development:
How To Become A Stockbroker

Known as the General Securities Registered Representative license, this license allows you to sell a broad range of securities, such as stocks, bonds, mutual funds, variable annuities, options, direct participation program partnerships, and packaged securities.

Those who get this license are officially listed as registered representatives by FINRA, but are more commonly referred to as stockbrokers. This page offers an overview on how to earn your Series 7 license and become a ...
Securities - Career Development:
How To Earn A Securities License

The following offers an overview of how to get your FINRA securities license. It includes a brief description of each license type, plus tips on how to study for ? and pass ? your Securities Industry Essentials examination (aka SIE exam) and/or your specific FINRA license type. Essentially, you want to:
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