CalledURL: blog/securities/licensing-and-exam-prep/securities-industry-essentials-exam.aspx|cnt: 3|fnOnly: securities-industry-essentials-exam.aspx
ABTrainingCenter.com
shopping cart0
Call for support:
770-410-9375
blog

Blog for Securities and Insurance

Welcome to our blog page! Here you will find a wide array of information to help you get your Securities or Insurance license and learn the best ways to study to pass your licensing exams and/or improve your career.


SecuritiesInsuranceQualificationsEarn Your Securities LicenseGet Your Insurance LicenseGet Your Property & Casualty LicenseGet Your Insurance Adjuster License

About The Securities Industry Essentials Exam

7/11/2019

The FINRA Securities Industry Essentials (SIE) exam is a requirement to obtaining a Series 6, 7, 79, or 99 license.

The FINRA SIE exam is basically an introductory-level exam that assesses a candidate′s knowledge of basic securities industry information and concepts fundamental to working in the industry, such as types of products and their risks, the structure of the securities industry markets, regulatory agencies and their functions, and prohibited practices.

Essentially, to obtain a Series 6, 7, 79, or 99 license, you must pass the Securities Industry Essentials exam PLUS pass the applicable Series exam (now referred to as "Top Off" exams). More information about the Securities Industry Essentials Exam is provided at the bottom of this page.

SIE And Top-Off Training Options

While you must take both the SIE and a Top Off exams to earn your license, you can purchase your training materials for both of these exams either individually or at the same time to save you some money (we label these as ′Combo Packages′).

Find Training For The Securities Industry Essentials Exam And SIE Exam Materials

TrainingCenter offers FINRA SIE exam prep materials and SIE exam study guides to help you study for and take your The Securities Industry Essentials exam. Simply click on a ′Recommended Course′ below to view the recommended FINRA SIE exam prep materials and SIE exam study guides, or use the search function to find your preferred method for finding your preferred SIE, Series 6, Series 7, or other license type.
Agent Broker Training Center 5755 North Point Parkway Suite 227 Alpharetta, GA 30022 770-410-9375 support@ABTrainingCenter.com
Stay Up To Date
Need training or resources in other areas? Try our other Training Center sites:
HR Accounting Banking Mortgage Payroll Real Estate Safety
Facebook