Insurance and Finanacial Services Education Blog

Career Development:
About FINRA Top Off Exams5/18/2019

A Top Off exam is the second of two exams required to earn a Series 6, 7, 79, and 99 license (the first exam being the Securities Industry Essentials (SIE) exam, which covers industry basics). The Top Off exam covers deep details and concepts applicable to a specific license type. Individuals must pass both the Securities Industry Essentials exam and the respective Top Off Exam to earn the license. Requirements For ...

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