If you are stepping into the financial services industry, you have likely realized that the path to becoming a licensed professional isn't a straight line—it’s a maze. Between federal regulations, state laws, and different product categories, there seems to be a "Series" exam for everything.
You might be asking yourself: Do I need a Series 6 or a Series 7? What is the difference between the 63 and the 66? And what on earth is the SIE?
Choosing the right ...