Looking for securities licensing to become a stockbroker or financial advisor? Then you've come to the right place!
ABTrainingCenter.com offers a variety of securities licensing courses to help you become a stockbroker or financial advisor, including in-person securities licensing seminars, online securities licensing training, and several self-study programs to help individuals pass their securities exam and earn their securities license.
Specifically, we offer training for Series 3, Series 4, Series 6, Series 7, Series 9, Series 10, Series 11, Series 24, Series 26, Series 27, Series 28, Series 30, Series 31, Series 32, Series 37, Series 38, Series 51, Series 53, Series 55, Series 62, Series 63, Series 65, Series 66, and Series 79 licensing and exam preparation as described below.
To find training to earn your securities license and to become a stockbroker or financial advisor, simply click on the license name below to see recommended and available training courses. Good luck on your exam!
Series 7: General Securities Representative Qualifies an individual to solicit, purchase, and/or sell all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts.
Series 9: General Securities Sales Supervisor - Options Qualifies an individual to register as a principal to supervise sales activities in corporate, municipal, and options securities, investment company products, variable contracts, and direct participation programs.
Series 10: General Securities Sales Supervisor - General Securities Qualifies an individual to register as a principal to supervise sales activities in corporate, municipal, and options securities, investment company products, variable contracts, and direct participation programs.
Series 30: Futures Branch Manager Qualifies an individual to act as branch manager for a commodity futures firm that is registered with the NFA.
Series 31: Futures Managed Funds Examination Qualifies an individual to solicit funds, securities, or property for participation in a commodity pool, solicit discretionary accounts to be managed by CTAs, or supervise persons who perform these same limited activities.
Series 32: Limited Futures Examination Qualifies individuals who are registered by regulatory authorities in the UK or Canada to solicit futures business.
Series 38 Canadian General Securities Representative Qualifies an individual in Canada to become a General Securities Representative for the solicitation, purchase, and/or sale of most securities, excluding Options.
Series 62: Corporate Securities Limited Representative Qualifies an individual to sell public offerings and/or private placements of corporate stocks, corporate bonds, rights, warrants, REITs, CMOs, and securities of closed-end companies, repos and certificates of accrual on corporate securities; securities traders; M&A; venture capital; corporate financing; ETFs, and hedge funds.
Series 79: Investment Banking Qualifies an individual to advise on or facilitate debt or equity offerings through a private placement or public offering or to advise or facilitate mergers or acquisitions, tender offers, financial restructurings, asset sales, divestitures or other corporate reorganizations or business combination transactions.
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ABTrainingCenter.com offers a variety of Securities licensing courses to help you become a stockbroker, including in-person Securities licensing seminars, online Securities licensing training, and several self-study programs to help individuals pass their Securities exam and earn their Securities license.
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