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ABTrainingCenter.com offers a variety of securities licensing courses to help you become a stockbroker or financial advisor, including in-person securities licensing seminars, online securities licensing training, and several self-study programs to help individuals pass their securities exam and earn their securities license.
To find training to earn your securities license and to become a stockbroker or financial advisor, simply click on the license name below to see recommended and available training courses. Good luck on your exam!
Series 7: General Securities Representative Qualifies an individual to solicit, purchase, and/or sell all securities products, including corporate securities, municipal securities, municipal fund securities, options, direct participation programs, investment company products, and variable contracts.
Series 31: Futures Managed Funds Examination Qualifies an individual to solicit funds, securities, or property for participation in a commodity pool, solicit discretionary accounts to be managed by CTAs, or supervise persons who perform these same limited activities.
Series 62: Corporate Securities Limited Representative Qualifies an individual to sell public offerings and/or private placements of corporate stocks, corporate bonds, rights, warrants, REITs, CMOs, and securities of closed-end companies, repos and certificates of accrual on corporate securities; securities traders; M&A; venture capital; corporate financing; ETFs, and hedge funds.
Series 79: Investment Banking Qualifies an individual to advise on or facilitate debt or equity offerings through a private placement or public offering or to advise or facilitate mergers or acquisitions, tender offers, financial restructurings, asset sales, divestitures or other corporate reorganizations or business combination transactions.